Job Highlights:

• 8+ years of Trading & Management experience in Securities/Brokerage/Asset Management coupled with Responsible Officer experience.
• Solid understanding about middle and back office operations, risk controls and investment process of companies.
• Sound knowledge of SFC, regulations and guidelines of relevant regulatory authorities and risk management control.
• Experience in business or corporate development will be an advantage.
• Detail minded, multi-tasker with great communication and collaboration skills with a strong people and teamwork orientation.

Company Culture:

• A fast growing quantitative trading firm headquartered in London, with its Asia Hub in Singapore and Sydney, and now expanding in Hong Kong.
• A fast-paced, flat structure, dynamic and collaborative team environment.

Job Description:

Job Responsibilities:

• Oversee firm’s activity for SFC Type 1 and 2 regulated activity and ensure all business activity is in compliance with the SFC’s requirements and compliance expectations.
• Design and develop operational scheme to ensure compliance with all SFC requirements across various business activities.
• Responsible for the monitoring of the daily business operations to ensure full regulatory compliance.
• Provide advice and support to management on strategic activities and daily operations in compliance with all relevant regulatory requirements and applicable laws.
• Keep the company abreast and in full compliance of the latest regulatory requirements.
• Take lead and conduct business development or corporate development projects and programs related to the Hong Kong operations.

Key Requirements:

• University graduate in Finance, Law or related disciplines.
• 8+ years of Trading & Management experience in Securities/Brokerage/Asset Management coupled with Responsible Officer experience.
• Existing holder of SFC unconditional Responsible Officer license for Type 1 & Type 2 will be preferred.
• Sound knowledge of SFC, regulations and guidelines of relevant regulatory authorities and risk management control.
• Solid understanding about middle and back office operations, risk controls and investment process of companies.

• Excellent interpersonal and communication skills with an ability to work with all levels of people.
• Proficient in English
• Strong analytical, leadership and presentation skills.

Personality Fit:

• Detail- oriented mindset with a strong willingness to learn and grow.
• Highly disciplined, can multi-task and work under pressure.
• Great communication and collaboration skills with a strong people and teamwork orientation.
• Result oriented and likes to excel in a fast-paced environment.

Excellent opportunity and exposures:

• Exciting opportunity to work in an international environment.
• Be part of the Asia Hub Team of a fast-growing company, advising top management on local compliance and regulatory issues in line with SFC requirements.
• Attractive remuneration package including competitive base salary and discretionary performance bonus.